TOPIC

Section 3(c)(1)

31 stories covering section 3(c)(1) — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 14, 2026

DataPower Capital Partners LLC Files Under Investment Company Act Section 3(c)(1)

On May 14, 2026, DataPower Capital Partners LLC submitted a SEC filing under Item 3C for Section 3(c)(1) exemption, as per EDGAR records.

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Regulatory May 13, 2026

InvestX Growth Equity V-US LP Files Under Investment Company Act Section 3(c)

InvestX Growth Equity V-US LP filed a SEC form on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 13, 2026

Kabouter Fund II, LLC Files Under Investment Company Act Section 3(c)(1)

Kabouter Fund II, LLC submitted a filing to the SEC on May 13, 2026, citing Section 3(c)(1) for exemption.

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Regulatory May 13, 2026

Pragmatech Fund II, LP Files for Section 3(c)(1) Exemption

Pragmatech Fund II, LP submitted a SEC filing on May 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory May 13, 2026

Animal-RE-0422 Fund I Files for Section 3(c)(1) Exemption

D - Animal-RE-0422 Fund I, a series of Platform Funds 2026, LP, filed a form with SEC EDGAR on May 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory May 11, 2026

HVP Opportunities Fund Files Under SEC Investment Company Act Section 3(c)(1)

HVP Opportunities Fund, LP filed a document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 8, 2026

Pier Music Royalties Fund LP Files Under Section 3(c)(1)

Pier Music Royalties Fund LP submitted a SEC filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory May 8, 2026

Edelweiss India Multimanager Equity Fund Series I Files Under Section 3(c)(1)

Edelweiss India Multimanager Equity Fund Series I submitted a SEC filing on May 8, 2026, under Investment Company Act Section 3(c)(1).

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Regulatory May 8, 2026

TEEDUP Investment Fund Files Form D/A for Section 3(c)(1) Exemption

TEEDUP Investment Fund, LLC filed a Form D/A on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.

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Regulatory May 8, 2026

Ventioneers Funds LP Series Files Under Section 3(c)(1)

D - ME-0420 Fund I, a series of Ventioneers Funds, LP, filed a document with the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Fundraising May 7, 2026

Teamworthy Ventures IV LP Files SEC Document on Section 3(c)(1)

Teamworthy Ventures IV LP submitted a SEC filing on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Fundraising May 7, 2026

firstminute capital IV LP Files SEC Form for Section 3(c)(1) Exemption

firstminute capital IV LP submitted a SEC filing on May 7, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory May 7, 2026

AKL Capital Fund I LP Files Under Investment Company Act Section 3(c)(1)

AKL Capital Fund I LP submitted a SEC filing on May 7, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory May 7, 2026

Retro Bio A Series of VUVP Fund LLC Files Under Investment Company Act Section 3(c)(1)

D/A - Retro Bio A Series of VUVP Fund LLC filed a document on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory May 6, 2026

Northmont Capital Raven Fund L.P. Files for Section 3(c)(1) Exemption

Northmont Capital Raven Fund L.P. filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 6, 2026

EquityZen Growth Technology Fund Files Under Section 3(c)(1)

EquityZen Growth Technology Fund LLC - Series 2283 filed a SEC form on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 6, 2026

D - Investing With Purpose Fund 2026 LLC Files Under Section 3(c)(1)

D - Investing With Purpose Fund 2026 LLC filed a SEC form on May 6, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory May 6, 2026

RO-1114 Fund I Files Under Investment Company Act Section 3(c)(1)

D - RO-1114 Fund I, a series of Roll Up Vehicles, LP, filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 5, 2026

D - MI-0409 Fund I Files Under Investment Company Act Section 3(c)(1)

D - MI-0409 Fund I, a series of The Fund Series, LP, filed a document with the SEC on May 5, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory May 4, 2026

D - House Holdings 1.2, LP Files SEC Document Under Section 3(c)(1)

D - House Holdings 1.2, LP filed a document with the SEC on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act.

Front view of the iconic Presidio County Courthouse in Marfa, Texas, framed by trees under a clear sky.
Regulatory May 1, 2026

InterCapital Fund, LP Files Under Investment Company Act Section 3(c)(1)

InterCapital Fund, LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 30, 2026

Miller Fund Investors, LLC Files SEC Form for Section 3(c)(1) Exemption

Miller Fund Investors, LLC submitted a SEC filing on April 30, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 29, 2026

D - BO-1008 Fund II Files SEC Document for Section 3(c)(1)

D - BO-1008 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 29, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 28, 2026

Equitybee cFund Master LLC Series Files for Section 3(c)(1) Exemption

Equitybee 22-91858, a series of Equitybee cFund Master LLC, filed a document under Section 3(c)(1) of the Investment Company Act on April 28, 2026.

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Regulatory Apr 28, 2026

FERMA Value Add Office Fund I LLC Files Under SEC Section 3(c)(1)

D - FERMA Value Add Office Fund I LLC submitted a filing to SEC EDGAR on April 28, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 27, 2026

ECO Fleet Holdings V LP Files Section 3(c)(1) Exemption Notice

D - ECO Fleet Holdings V LP submitted a SEC filing for exemption under Section 3(c)(1) of the Investment Company Act on April 27, 2026.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Apr 26, 2026

EXITFUND LLC Files SEC Document Under Investment Company Act Section 3(c)(1)

EXITFUND LLC submitted a filing to the SEC on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 24, 2026

SKK Ventures LLC Files SEC Document for Section 3(c)(1)

SKK Ventures LLC, with CIK 1625087, filed a SEC EDGAR document on April 24, 2026, including Item 3C for Investment Company Act Section 3(c)(1).

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Regulatory Apr 24, 2026

Prometheus Fund A, L.P. Files for Section 3(c)(1) Exemption

Prometheus Fund A, L.P. submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 23, 2026

Anchor Capital LS Files for Section 3(c)(1) Exemption

Anchor Capital LS, a series of CGF2021 LLC, submitted a SEC filing on April 23, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Regulatory Apr 23, 2026

Nameless Partners Tractian SPV Files Under Section 3(c)(1)

D - Nameless Partners Tractian SPV a Series of CGF2021 LLC filed a SEC document on April 23, 2026, under Item 3C for Section 3(c)(1) exemption.

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